Broker Trading Misconduct: The Case for Account “Churning”
- On December 18, 2015
A form of fraudulent stock broker activity called “excessive trading” or “churning” may contribute to high commissions, low overall returns, unmanaged margin interest costs, and “break-even” percentages that exceed a reasonably accepted historical rate of return for the market. Churning is an illegal and unethical trading activity that violates numerous laws, including SEC Rules and […]
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